UK - Manchester - Agent Oversight Officer

19 Dec 2019 - Careers

Small World empower everyone in the world to be able to send and receive money anywhere, anytime with a unique combination of speed and simplicity.

Small World FS are looking for an Agent Oversight Officer to cover our branches in Manchester. The selected candidate will require a full UK drivers licence and own a car.


  • Agent’s daily monitoring of transactions to ensure compliance with regulations and respective rep codes.
  • Preparing pre-audit analysis of agents and identifying AML deficiencies.
  • Providing Compliance Visits to our agents in UK in a risk-based approach and assessing the agent's knowledge of AML policies and procedures.
  • Preparing and submitting final reports after training and auditing the agents.
  • Performing follow up after compliance visits in a timely manner with appropriate escalation.
  • Assist with the maintenance of appropriate logs and databases.
  • Producing and distributing Compliance Reports and/or Presentations for head of compliance with regarding agent’s visits.
  • Provision of monthly/yearly reports (redacting, reviewing, editing and collecting data) and assisting on external audits from the regulatory authorities.
  • Other compliance related ad-hoc duties.


  • Candidate will ideally have experience gained within a controls or audit focussed environment, with a University Degree qualification desirable.
  • Able to constantly travel across the UK.
  • Competent in report writing.
  • Excellent for using Microsoft Word and Excel.
  • Effective communicator.
  • Able to assess risk and determine priorities.
  • Capable of data extraction and analysis.
  • Good knowledge of FCA rules, TCF outcomes and regulations.
  • Hours: 40hrs per week

    Job Types: Permanent/Full-time

    CV to:

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